The Disciplinary and Ethics Commission is responsible for
interpreting and applying CFP Board's Standards of Professional Conduct to
specific fact situations involving certificants and imposing,
where necessary, the appropriate discipline.
2013 Members
Chair
Martin Siesta, CFP®
Compass Wealth Management
Maplewood, NJ
Madelyn F. Anusbigian, CFP®
Guardian
Shrewsbury, MA
Gregg Cuvin, CFP®
Morgan Stanley Smith Barney
New York, NY
Mark Davis, CFP®
BMO Private Bank
Palm City, FL
Wendy B. Hart, CFP®
Baker Donelson
Atlanta, GA
Bill Hayes, CFP®
Charles Carroll Financial Partners
Kingston, MA
Sally Hurme, Esq.
AARP
Washington, DC
Matthew Murphy, CFP®
Murphy Capital Advisors
Glendale, AZ; Chicago, IL
Craig Reaves, Esq.
Reaves Law Firm, P.C.
Kansas City, MO
Ad Hoc Disciplinary and Ethics Commission
The Ad Hoc Commission meets as needed to provide a fair, unbiased review of any matter involving a CFP® professional who is an incumbent member of the Board of Directors (Board) or the Commission, or a former member of the Board or Commission who served within the previous four years, and who is alleged to have violated the Standards.
Chair
Philip L. Fazio, CFP®
Merrill Lynch Group, Inc.
Lighthouse Point, FL
Carolyn Armitage, CFP®
Western International Securities
Palos Verdes Estates, CA
Matthew Boyle, CFP®
Charles Schwab
Manchester, NH
E. William “Bill” Butler, CFP®
Ardmore Consultants
Zionsville, IN
Denise “Denny” Crawford , Professor of Law
Texas Tech University School of Law
Lubbock, Texas
David L. Markley, CFP®
Northwestern Mutual Financial Network
Alexandria, VA
Thomas Orecchio, CFP®
Modera Wealth Management, LLC
Westwood, NJ
Mark T. Rogers, CFP®
SunTrust Banks, Inc.
Atlanta, GA
Joseph Stone, Professor of Law
Loyola University Chicago
Chicago, IL
Interested in contributing to CFP Board's work through service on the Disciplinary and Ethics Commission or other important advisory and working groups? Submit a volunteer application.