Ms. Jennifer Todd Nash
Certified
Ameriprise Financial Services
1382 Timberlane Rd Ste A
Tallahassee, FL 32312-4154
Yes
CFP Board’s prior Bankruptcy Disclosure Procedures (effective July 1, 2012 - June 30, 2020) required public notice of a CFP® professional’s bankruptcy disclosure within the previous 10 years. Those disclosures will remain on CFP Board’s website for 10 years from the date that the CFP® professional disclosed the bankruptcy to CFP Board or the date CFP Board became aware of the bankruptcy, whichever is earlier.
No
In addition to FINRA and the SEC, additional information is available on the websites for the state securities and insurance regulator in the states in which the CFP® professional is licensed.
Visit FINRA's BrokerCheck and the SEC's Investment Adviser Public Disclosure for those who are subject to FINRA or SEC oversight.
CFP Board Disciplinary History
7/5/2022
In April 2022, the Disciplinary and Ethics Commission (Commission) and Ms. Nash entered into a Consent Order in which Ms. Nash agreed that CFP Board would issue a Public Censure. In the Consent Order, Ms. Nash consented to findings that she failed to timely pay taxes to the Internal Revenue Service (IRS) for eight years between 2010 and 2018, resulting in the IRS filing six federal tax liens totaling approximately $573,000. The Commission determined that Ms. Nash’s conduct violated Rule 6.5 of the Rules of Conduct, which provides that a certificant shall not engage in conduct that reflects adversely on her integrity or fitness as a certificant, upon the CFP® marks or upon the profession. Because Ms. Nash had not yet established an installment agreement with the IRS, Ms. Nash agreed to perform additional remedial work in addition to the Public Censure. Ms. Nash is required to certify to CFP Board every six months for three years her progress towards resolution of the tax liens. Any failure to comply with the certification requirement shall be considered a default, as defined by Article 11.4 of the Procedural Rules, with Ms. Nash subject to an Administrative Order of Suspension for one year and one day. Accordingly, the Commission issued to Ms. Nash a Public Censure.
About CFP Board's Disciplinary Process
Ethical conduct is a central requirement of the CFP® certification, and CFP Board actively enforces its ethical standards. All individuals who hold the CFP® certification agree to abide by the rigorous ethics and practice standards contained in CFP Board’s Code of Ethics and Standards of Conduct (Code and Standards). In situations where CFP Board learns that a CFP® professional’s conduct may be in violation of the Standards, it conducts an investigation following the process outlined in CFP Board’s Disciplinary Rules and Procedures.
The Disciplinary and Ethics Commission (formerly known as the Board of Professional Review) is responsible for interpreting and applying CFP Board's Code and Standards to specific fact situations involving professionals and imposing, where necessary, the appropriate discipline. The Commission may impose several types of discipline, up to the permanent revocation of an individual’s right to use the CFP® certification marks. Individuals who are listed above with indication of a CFP Board public disciplinary history have received a public discipline – either a public letter of admonition, suspension of CFP® certification, or permanent revocation of CFP® certification. Individuals may also be disciplined privately with a cautionary letter or private censure; a private discipline is confidential and not available to the public through this search function or other means.