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Business Exit Strategy for Financial Advisors and Their Business Owner Clients

Topic

General Principles of Financial Planning

Program ID

336599

Hours

1

Format

Live / Conference Session

Complexity

Intermediate

Description

Exit Planning Overview & The Role Of The Financial Advisor I. Exit Planning Process & Timeline II. Successful Outcomes For Owners & Financial Advisors III. Exit Types: a. Family Succession b. Merger/Acquisition c. Strategic Sale d. Financial Advisor Practice Succession IV. Preparing The Business For Sale a. Valuation b. Key Person c. Continuity V. Financial Advisor Role In Guiding The Business Owner Client a. Potential Depth Of Involvement b. Required Skill Set c. Resources d. Additional Professionals At The Table i. Business Attorney ii. Investment Banker iii. CPA/Tax e. Owner Considerations In Financial/Retirement/Estate & Tax Planning i. Required Sale Price For Retirement/Valuation Expectations ii. Installment Sale/Earn Out Package iii. Tax Implications And Mitigation (Cap Gains Reduction Strategies) – DAFs, Tax Advantaged Investments, Etc. iv. Implementation/Transition VI. Financial Advisor Practice Succession Plan a. Sale Options b. Valuation c. Variables To Consider

Learning Objectives

• Learn about Business Exit Strategies to guide your business owner clients prior to and during the sale process. • Develop a deeper understanding regarding potential exit planning strategies, valuation, and financial planning for a liquidity event. • Develop specialized financial, estate and tax planning tools to ensure advantageous outcomes for your clients. • Learn how to value, analyze, and implement your own financial advisor practice business succession plan.