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Learn more about the Steps in the Financial Planning Process
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CFP Board’s Code of Ethics and Standards of Conduct (“Code and Standards”) provides detailed requirements for the Financial Planning process and increases the number of steps in the Financial Planning process from six to seven.

 

 

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This compliance resource is part of a full library of resources that CFP® professionals can use to comply with the Code and Standards. More guidance materials can be found in our Compliance Resources Library.

Browse the Compliance Resources Library