Guide
Comparing CFP Board’s Code and Standards to the NAIC’s Model Regulation #275
CFP Board issued this guide Comparing CFP Board’s Code of Ethics and Standards of Conduct to the NAIC’s Suitability in Annuity Transactions Model Regulation #275. The purpose of this guide is to identify some important similarities and differences between the Code and Standards and the Model Regulation for those CFP® professionals who are subject to both.