Guide
Conflicts of Interest FAQ
This guide provides a series of questions and answers to help a CFP® professional uphold the Duty to Disclose and Manage Conflicts of Interest set forth in the Code of Ethics and Standards of Conduct. CFP Board has published two other guidance resources that address this subject in greater depth. CFP Board’s Guide to Managing Material Conflicts of Interest is designed to help a CFP® professional adopt an appropriate process for managing conflicts. CFP Board’s case study collection is a practical guidance resource that applies the Duty to Disclose and Manage Conflicts of Interest to specific factual circumstances.
